Smart Compliance Archiving & Analysis
Capture and analyze unified communications, trader voice with AI-powered insights for faster compliance
Built on Microsoft Azure’s secure and scalable AI platform, our solution empowers organizations such as financial institutions to meet evolving regulatory demands, manage risk proactively, and gain real-time insights from voice and digital communications — without compromising on privacy, security, or performance.
Audio Transcription
Turn Conversations into Searchable Compliance Records
Automatically transcribe all recorded voice communications — from trading desks to client calls—into accurate, time-stamped text. Make supervision easier, support audits, and create a searchable archive that enhances both compliance and business intelligence.
Keyword & Entity Extraction
Accelerate Supervision and Review
Automatically surface and highlight important financial terms, counterparties, deal references, or regulatory-sensitive phrases. Tag and classify conversations by topic or risk level to speed up internal review processes and reduce compliance overhead.
Semantic & Vector Search
Smarter Discovery for Investigations and Audits
Move beyond exact-match search. Use semantic and vector-based search to uncover relevant communications even when phrased differently. Ideal for internal investigations, eDiscovery, and responding to regulator queries with confidence.
Sentiment Analysis
Identify Emotional Cues and Compliance Risk
Detect signs of frustration, aggression, or uncertainty that may signal customer dissatisfaction, product mis-selling, or escalating risk. Automatically flag emotionally charged conversations for follow-up and oversight.
AI Analytics Rule Engine
Detect Non-Compliance in Real Time
Set up custom, natural-language rules to identify behaviors or keywords that indicate regulatory risk, insider trading, misconduct, or sensitive disclosures. Trigger alerts, flag interactions, or initiate escalations — all in real time.
Monitor for MAR, MiFID II, Dodd-Frank, and other critical compliance risks.
Text Summarization
Review Hours of Calls in Seconds
Quickly understand the purpose and outcome of lengthy client or internal conversations with AI-generated summaries. Provide supervisors with clear overviews, ensuring faster assessments, easier case reviews, and reduced manual workload.
AI-Assisted Search
Ask Questions, Get Contextual Answers
Supervisors, auditors, and compliance teams can ask natural-language questions like “Who discussed client X’s portfolio performance?” and receive precise, context-rich answers pulled from across all archived conversations.